John Smith
123 Home St
Home City, ST 12345
123-456-7890 john@email.com
OBJECTIVE:
Seeking a position in as a financial planner and investment specialist where I can focus my experience and skills in Retirement Planning and other aspects of financial planning.
QUALIFICATIONS SUMMARY:
Licenses: Life & Health, Series 7, 63, 65/66 and 31
- Over 7 years of experience in providing sound, individualized financial advice to clients
- Excellent communicator able to built strong client relationships based on trust and honesty
- Strong leadership and organizational skills
- Analyze and evaluate client’s current financial and investment status to ensure suitability of chosen investments
- Maintain a constant awareness of investment trends and changes to provide the most up-to-date information to clients
PROFESSIONAL EXPERIENCE:
Investment Specialist
Financial Planning Company
Home City, ST
February 2003-present
- Communicate with clients via telephone, internet as well as in person to ensure they are aware of changes to investment portfolio
- Evaluate current client portfolios and offer advice
- Maximize ROI with detailed attention to market shifts in accordance with each client’s risk tolerance level
- Take action on behalf of clients including posting orders and execution of trades
- Assist clients with retirement planning based on years to anticipated retirement, current financial status and expected cost of living after retirement
- Assist with transfer of 401k and other investments
- Perform extensive research to provide clients with the best investment options for their needs
- Manage mutual funds at all levels of risk
- Create complete investment portfolios for clients with all levels of income and investment knowledge
- Ensure every client fully understands the risks and benefits of investments
EDUCATION:
Bachelors Degree in Economics
University of State, 2003
Financial Planning Certification, 2004
Insurance and Financial Services Certificate
Community College, 2005
COMPUTER SKILLS:
- Microsoft Office Suite, PowerPoint
- Internet Research
- Proprietary Investment Software